Wiley Wiley FINRA Series 7 Exam Review 2017. The General Securities Representative Examination
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The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis,
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Wiley Wiley FINRA Series 57 Exam Review 2017. The Securities Trader Examination
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The go-to guide to acing the Series 57 Exam! Passing The Securities Trader Examination (Series 57) qualifies an individual to engage in NASDAQ and OTC Equity trading and to act as a proprietary trader. The exam covers Market Overview and Products, Engaging in Professional Conduct and Adhering to
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Wiley Wiley FINRA Series 99 Exam Review 2017. The Operations Professional Examination
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The go-to guide to acing the Series 99 Exam! Passing the Operations Professional Qualification Exam (Series 99) qualifies an individual to perform a variety of operations functions in support of a broker-dealer. The exam covers the broker-dealer business at a fundamental level, standard operations
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Wiley Wiley FINRA Series 3 Exam Review 2017. The National Commodities Futures Examination
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The go-to guide for the Series 3, with practice, examples, strategies, and more Wiley Series 3 Exam Review 2017 + Test Bank is a comprehensive study guide for the FINRA Series 3 exam, which qualifies candidates to sell commodities or futures contracts. Created by the experts at The Securities
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Wiley Wiley FINRA Series 4 Exam Review 2017. The Registered Options Principal Examination
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The go-to guide to acing the Series 4 Exam! The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts. After
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Wiley Wiley FINRA Series 24 Exam Review 2017. The General Securities Principal Examination
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The go-to guide to acing the Series 24 Exam! Passing the General Securities Principal Qualification Examination (Series 24) qualifies an individual to act as a principal of a general securities broker-dealer and to supervise the firm and its agents. The exam covers the supervision of such areas as
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Wiley Wiley FINRA Series 62 Exam Review 2017. The Corporate Securities Representative Examination
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The go-to guide to acing the Series 62 Exam! Passing the Corporate Securities Limited Representative Exam (Series 62) qualifies an individual as a representative for the sale of public offerings and/or private placements of corporate securities, rights, warrants, closed-end funds, money market
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Wiley Wiley FINRA Series 63 Exam Review 2017. The Uniform Securities Sate Law Examination
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The go-to guide to acing the Series 63 Exam! Passing the Uniform Securities Agent State Law Examination (Series 63) qualifies an individual to act as a securities agent. The exam covers the principles of state securities regulation as reflected in the Uniform Securities Act and its amendments and
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Wiley Wiley FINRA Series 65 Exam Review 2017. The Uniform Investment Adviser Law Examination
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The go-to guide to acing the Series 65 Exam! Consisting of 130 multiple-choice questions in the areas of ethics and legal guidelines, investment strategies, investment vehicles, and economics and analysis, the Uniform Investment Adviser Law Examination (Series 65) is designed to qualify candidates
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Wiley Wiley FINRA Series 66 Exam Review 2017. The Uniform Combined State Law Examination
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The go-to guide to acing the Series 66 Exam! Passing the Uniform Combined State Law Examination (Series 66) qualifies an individual to represent both a broker-dealer and an investment adviser. It covers such topics as client investment strategies and ethical business practices. Taken as a
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Wiley Wiley FINRA Series 10 Exam Review 2017. The General Securities Sales Supervisor Examination -- General Module
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The go-to guide to acing the Series 10 Exam! Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct
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Wiley Wiley FINRA Series 9 Exam Review 2017. The General Securities Sales Supervisor Examination -- Option Module
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The go-to guide to acing the Series 9 Exam! Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise a firm's sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct
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